Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Swan is a financial advisor with Morgan Stanley & Co. LLC, registered with the state of Maryland and Virginia. Sarah has been in the financial services industry since 2017, and is a Series 6, Series 63, and SIE licensed professional. She is also registered with FINRA. Before joining Morgan Stanley, Sarah Swan was employed by T. Rowe Price Investment Services, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
11/08/2019 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
MD
02/01/2017 - 07/24/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 02/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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