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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Jean Hampton is a financial advisor with Hightower Advisors, LLC, a firm with offices in Chicago, IL, and Wichita, KS. Sarah has been in the financial industry since 2005. Sarah has a broad range of experience working with individuals, families, businesses and institutions. She has worked with a variety of financial products, including stocks, bonds, mutual funds, and other investment vehicles. Sarah is a Certified Financial Planner. Sarah is a registered investment advisor in Kansas and holds FINRA Series 3, 7 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
10/31/2022 - Present
Hightower Advisors, LLC (CHICAGO IL)
KS
09/10/2016 - 12/31/2021
PRIVATE CLIENT SERVICES, LLC (Wichita KS)
KS
06/01/2009 - 09/19/2016
MORGAN STANLEY (WICHITA KS)
KS
07/08/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WICHITA KS)
KS
06/06/2007 - 07/24/2008
CITIGROUP GLOBAL MARKETS INC. (WICHITA KS)
KS
09/28/2005 - 04/16/2007
SECURITIES AMERICA, INC. (WICHITA KS)
OH
12/16/2004 - 10/10/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
BOTH
Issued 05/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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