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Sarah Jann Lawyer

Principal Securities, Inc.

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About Sarah Jann Lawyer

Sarah Jann Lawyer is a financial advisor registered with Principal Securities, Inc. and has been in the industry for over 20 years. Sarah is currently licensed and registered to provide financial advice in several states including Arizona, Illinois, Iowa, Kansas, and Missouri. She holds several licenses, including Series 7, Series 66, and the SIE. Sarah focuses on providing financial planning and investment management services to individuals, high-net-worth individuals, businesses, and retirement plans. Sarah is passionate about helping her clients reach their financial goals, whatever those may be.

Firm Information

Sarah Lawyer is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Sarah Lawyer’s Registration & Firm History

IA

04/23/2024 - Present

Principal Securities, Inc. (WEST DES MOINES IA)

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Licenses & Designations

BOTH

Issued 04/20/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Jann Lawyer.
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