linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sarah Jane Walsh

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sarah? Claim Your Profile

About Sarah Jane Walsh

Sarah Jane Walsh is a registered representative with Fidelity Brokerage Services LLC, a firm that is registered with the Securities and Exchange Commission (SEC) and FINRA. Sarah is also licensed in Rhode Island. Sarah has been in the financial services industry since 2000. She has a series 6, 7TO, 6TO, 26, and 63 license. Her experience in the financial services industry includes work at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC.

Firm Information

Sarah Walsh is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sarah Walsh’s Registration & Firm History

RI

03/09/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

08/05/2010 - 03/27/2015

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

01/01/2008 - 12/31/2008

FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)

MA

02/16/2000 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

Not sure if Sarah Jane Walsh is right for you?

Licenses & Designations

BC

Issued 02/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sarah Jane Walsh.
Not sure if Sarah Jane Walsh is right for you?