Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Joyce is a financial professional with over 10 years of experience in the industry. Sarah has a strong track record of success in providing investment advice to clients. Sarah currently works at Invesco Distributors, Inc. where she is registered to provide investment advice in all 50 states and several U.S. territories. Previously, Sarah has worked at State Street Global Advisors Funds Distributors, LLC, OppenheimerFunds Distributor, Inc. and Unified Financial Securities, Inc. Sarah holds the Series 3, Series 6, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/27/2022 - Present
Invesco Distributors, Inc. (NEW YORK NY)
MA
08/31/2020 - 06/22/2022
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (Boston MA)
NY
06/06/2013 - 05/28/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IN
03/01/2011 - 05/17/2013
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
BC
Issued 06/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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