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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Halpin is a financial advisor with Commonwealth Financial Network. Sarah has over 25 years of experience in the financial services industry. Sarah is a Certified Financial Planner™ and holds the Series 7, 63, 31 and SIE licenses. Sarah provides financial planning, investment management, and insurance services to individuals, families, and businesses. Sarah has a strong commitment to providing personalized service and helping clients achieve their financial goals. Sarah is based in Falmouth, Maine, and has offices in Portland, Maine, as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
09/28/2018 - Present
Commonwealth Financial Network (FALMOUTH ME)
ME
04/20/2007 - 10/01/2018
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND ME)
ME
11/20/1997 - 04/30/2007
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
NY
03/24/1997 - 10/17/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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