Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Jane Grzymala is a financial professional registered with Northwestern Mutual Investment Services, LLC and currently licensed in New York. Sarah Jane is an active investment professional with Northwestern Mutual Investment Services, LLC. Sarah Jane has passed the Series 6TO, SIE, and Series 63 exams, demonstrating her commitment to continuing education and professional development. She is located in the Albany, NY branch of Northwestern Mutual Investment Services, LLC and has been with the firm since 2/24/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
02/24/2023 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
BC
Issued 04/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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