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Sarah J Morrow

Fidelity Brokerage Services LLC

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About Sarah J Morrow

Sarah Morrow is a financial advisor with Fidelity Brokerage Services LLC. Sarah has been in the financial services industry since 2013. Sarah is registered with the following states: Massachusetts, New Hampshire, Texas, and Utah. Sarah holds the Series 6, 7, 9, 10, 63, and SIE licenses.

Firm Information

Sarah Morrow is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Morrow’s Registration & Firm History

RI

08/10/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MA

10/17/2013 - 06/27/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BRAINTREE MA)

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Licenses & Designations

BC

Issued 11/19/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/09/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sarah J Morrow.
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