Unclaimed
Sarah Irene Rallo is a registered representative with Santander US Capital Markets LLC, located in New York, NY. Sarah has been in the securities industry since 2011 and holds the Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/07/2022 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
03/08/2011 - 12/19/2011
VCAP SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/20/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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