Unclaimed
Sarah Regan is a financial advisor with T. Rowe Price Investment Services, Inc. Sarah has been working in the financial industry since 2014. She has a Series 7 and SIE license and is registered with the state of Maryland. Previously, Sarah worked with Cowen and Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/14/2018 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
NY
11/16/2015 - 08/03/2017
COWEN AND COMPANY (NEW YORK NY)
NY
04/11/2014 - 11/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sarah Regan is the right advisor for you? Invested Better is here to help.