Unclaimed
Sarah Campbell is a financial advisor with Stephens, a leading investment firm based in Little Rock, Arkansas. Sarah has over 20 years of experience in the financial services industry. Her expertise includes Investment Banking, Securities Industry Essentials, Corporate Securities, and General Securities. Sarah holds Series 7, Series 62, Series 63, and Series 79TO licenses. She is registered to provide investment advisory services in Arkansas. Sarah is committed to providing personalized financial guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
07/12/2006 - Present
Stephens (LITTLE ROCK AR)
CT
11/17/2000 - 03/19/2002
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
CT
06/02/2000 - 12/31/2000
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
NY
10/11/1999 - 05/26/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 10/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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