Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Garvey Seaton is a financial professional with over nine years of experience in the financial services industry. Sarah is currently registered with Brighthouse Securities, LLC in Charlotte, NC. Prior to joining Brighthouse Securities, LLC, Sarah has also worked with Park Avenue Securities LLC, Northwestern Mutual Investment Services, LLC, and Wells Fargo Advisors, LLC. Sarah holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
02/12/2021 - Present
Brighthouse Securities, LLC (CHARLOTTE NC)
NC
10/24/2017 - 02/17/2021
PARK AVENUE SECURITIES LLC (CHARLOTTE NC)
NC
08/16/2016 - 10/05/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
NC
10/29/2014 - 07/25/2016
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 02/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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