Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Francis is a financial professional with over 10 years of experience in the industry. Currently registered with Fidelity Brokerage Services LLC, Sarah has also held prior positions at National Financial Services LLC and Fidelity Distributors Company LLC. Her professional qualifications include holding the Series 7, Series 7TO, Series 24, and SIE licenses, demonstrating a breadth of knowledge and experience in the securities industry. Sarah focuses on providing clients with a personalized and comprehensive approach to financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
11/25/2020 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
RI
11/27/2020 - 04/05/2022
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
11/26/2019 - 04/05/2022
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
MA
10/07/2011 - 01/23/2014
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BC
Issued 11/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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