Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Frances Shotts is a financial advisor with Truist Advisory Services, Inc. She has been in the industry since 1998 and is registered to provide investment advice in 53 states. Sarah has experience working with Morgan Stanley, BB&T Securities, LLC, and Citigroup Global Markets Inc. in the past. She holds the Series 7, Series 63, and Series 66 licenses. Sarah specializes in portfolio management for individuals and businesses, financial planning, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
02/17/2021 - Present
Truist Advisory Services, Inc. (BIRMINGHAM AL)
VA
09/25/2015 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
AL
06/01/2009 - 09/29/2015
MORGAN STANLEY (BIRMINGHAM AL)
AL
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BIRMINGHAM AL)
MD
04/25/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
08/14/2000 - 03/30/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/28/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
02/19/1998 - 04/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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