Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Frances Shotts is a financial advisor who has been in the industry since 1998. She is currently registered with Truist Advisory Services, Inc. and is licensed to provide financial advice in Alabama and other states. Sarah Frances Shotts has previously worked with BB&T Securities, LLC, Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, UBS Paine Webber Inc. and J.C. Bradford & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
02/17/2021 - Present
Truist Advisory Services, Inc. (BIRMINGHAM AL)
VA
09/25/2015 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
AL
06/01/2009 - 09/29/2015
MORGAN STANLEY (BIRMINGHAM AL)
AL
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BIRMINGHAM AL)
MD
04/25/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
08/14/2000 - 03/30/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/28/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
02/19/1998 - 04/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 4/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/8/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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