Unclaimed
Sarah Frances Aluise is a financial advisor currently registered with The Huntington Investment Co. in Huntington, WV. Sarah has been in the financial industry since 2013 and holds a Series 7, Series 66, and Series 26 license. She previously worked at Northwestern Mutual Investment Services, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
WV
05/16/2019 - Present
THE Huntington Investment Co. (HUNTINGTON WV)
WV
08/11/2014 - 05/13/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Charleston WV)
WV
01/04/2013 - 06/13/2014
J.P. MORGAN SECURITIES LLC (BARBOURSVILLE WV)
BOTH
Issued 05/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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