Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Underwood is a financial advisor with Capitol Securities Management, Inc., located in Glen Allen, VA. Sarah has been working in the financial services industry since 1995 and is licensed to conduct business in Virginia. Sarah specializes in providing financial planning, pension consulting, and portfolio management services to individual and business clients. Sarah has a strong background in investments, including equities, fixed income, and mutual funds. She is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
01/08/2001 - Present
Capitol Securities Management, Inc. (GLEN ALLEN VA)
TX
02/18/1998 - 12/31/2000
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IA
12/01/1995 - 02/18/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NC
11/16/1994 - 09/19/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 11/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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