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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Fong is a financial advisor with over 25 years of experience in the industry. Sarah has a strong background in both broker-dealer and investment advisory services, having held positions at firms such as London Pacific Securities, Inc., Cal Fed Investments, and now Newedge Advisors. Sarah is registered in over 50 states and holds a variety of licenses and certifications, including Series 4, 6, 7, 14, 24, 53, 55, 63, 65, 99TO, 79TO, and 57TO, as well as the SIE exam. Sarah is also a registered Investment Advisor Representative (IAR) in California, and she is dedicated to providing her clients with the highest level of service and expertise. Sarah's areas of specialization include retirement planning, college savings, investment management, and estate planning. She is committed to helping her clients achieve their financial goals, and she takes a personalized approach to each client's needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/01/2021 - Present
Newedge Advisors (Sacramento CA)
CA
09/06/2000 - 05/03/2004
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
CA
09/04/1997 - 08/30/2000
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 05/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/10/2001
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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