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Sarah Esther Araya

Osaic Wealth, Inc.

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About Sarah Esther Araya

Sarah Esther Araya is a financial advisor with Osaic Wealth, Inc., located in FT. LAUDERDALE, FL. Sarah has been working in the financial industry since 2000. Sarah has her Series 7, SIE and Series 63 licenses. Sarah works with a wide range of clients, including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Sarah's expertise includes financial planning, portfolio management, pension consulting, and selection of other advisers.

Firm Information

Sarah Araya is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sarah Araya’s Registration & Firm History

FL

06/14/2024 - Present

Osaic Wealth, Inc. (FT. LAUDERDALE FL)

FL

12/07/2022 - 06/14/2024

SECURITIES AMERICA, INC. (FT. LAUDERDALE FL)

GA

09/03/2020 - 11/28/2022

FSC SECURITIES CORPORATION (ATLANTA GA)

FL

07/17/2020 - 11/23/2020

SECURITIES AMERICA, INC. (MIAMI FL)

FL

07/14/2008 - 07/17/2020

INVESTACORP, INC. (MIAMI FL)

FL

11/17/2004 - 07/28/2006

STANFORD GROUP COMPANY (MIAMI FL)

OR

07/25/2003 - 08/25/2004

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

MO

11/13/2000 - 08/08/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

07/25/2000 - 11/07/2000

WHALE SECURITIES CO., L.P. (NEW YORK NY)

NY

07/08/1996 - 07/03/2000

PRIME CHARTER LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sarah Esther Araya. Review regulatory record here.
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