Unclaimed
Sarah Esther Araya is a financial advisor with Osaic Wealth, Inc., located in FT. LAUDERDALE, FL. Sarah has been working in the financial industry since 2000. Sarah has her Series 7, SIE and Series 63 licenses. Sarah works with a wide range of clients, including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Sarah's expertise includes financial planning, portfolio management, pension consulting, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/14/2024 - Present
Osaic Wealth, Inc. (FT. LAUDERDALE FL)
FL
12/07/2022 - 06/14/2024
SECURITIES AMERICA, INC. (FT. LAUDERDALE FL)
GA
09/03/2020 - 11/28/2022
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
07/17/2020 - 11/23/2020
SECURITIES AMERICA, INC. (MIAMI FL)
FL
07/14/2008 - 07/17/2020
INVESTACORP, INC. (MIAMI FL)
FL
11/17/2004 - 07/28/2006
STANFORD GROUP COMPANY (MIAMI FL)
OR
07/25/2003 - 08/25/2004
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
MO
11/13/2000 - 08/08/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
07/25/2000 - 11/07/2000
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
07/08/1996 - 07/03/2000
PRIME CHARTER LTD. (NEW YORK NY)
BC
Issued 10/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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