Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Ellen Thompson is a registered representative with Blackrock Investments, LLC. Sarah has been in the securities industry since 1996 and holds the Series 7, Series 24, and Series 63 licenses. Sarah is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/11/2015 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
09/22/2008 - 08/12/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/04/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/03/1997 - 01/10/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/25/1996 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
BC
Issued 12/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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