Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Elizabeth Wilson is a financial advisor currently registered with UBS Financial Services Inc. Sarah is an active advisor, holding registrations in both broker-dealer and investment advisor capacities. Sarah has been in the industry since 2004, working previously with Sanford C. Bernstein & Co., LLC and Merchant Capital, L.L.C. Sarah holds Series 63 and 66 state registrations as well as Series 7 and SIE product registrations. Sarah's specializations include fixed income, equities, mutual funds, options, variable annuities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/09/2024 - Present
UBS Financial Services Inc. (New York NY)
NY
03/17/2005 - 10/06/2008
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
AL
12/03/2004 - 02/11/2005
MERCHANT CAPITAL, L.L.C. (MONTGOMERY AL)
BOTH
Issued 07/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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