Unclaimed
Sarah Elizabeth Williams is a financial professional with Fidelity Brokerage Services LLC. Sarah has been in the financial industry since 2022 and is licensed in 53 states. She holds the Series 7TO, Series 9, Series 10, and Series 63 securities licenses. Sarah is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/27/2022 - Present
Fidelity Brokerage Services LLC (CINCINNATI OH)
BC
Issued 07/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sarah Williams is the right advisor for you? Invested Better is here to help.