Unclaimed
Sarah Elizabeth Ward is a financial advisor with Janus Henderson Distributors US LLC. Sarah holds a Series 6, 7, 63, and 66 and a Series 24 license. Sarah has over 6 years of experience in the financial services industry. Sarah is registered with the state of Colorado. Previously, Sarah worked at T. Rowe Price Investment Services, Inc. in Colorado Springs, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/21/2015 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
02/25/2014 - 09/29/2015
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BOTH
Issued 11/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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