Unclaimed
Sarah Elizabeth Rosenbaum is a registered representative with Vanguard Marketing Corp. Sarah is licensed in 53 states and the District of Columbia, holding a Series 7, Series 63 and SIE license. Sarah joined Vanguard Marketing Corp. in 2018 and has over 5 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/28/2018 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 10/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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