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Sarah Elizabeth Rosenbaum

Vanguard Marketing Corp.

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About Sarah Elizabeth Rosenbaum

Sarah Elizabeth Rosenbaum is a registered representative with Vanguard Marketing Corp. Sarah is licensed in 53 states and the District of Columbia, holding a Series 7, Series 63 and SIE license. Sarah joined Vanguard Marketing Corp. in 2018 and has over 5 years of experience in the financial services industry.

Firm Information

Sarah Rosenbaum is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Rosenbaum’s Registration & Firm History

NC

11/28/2018 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/07/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Elizabeth Rosenbaum.
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