Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Riley is a financial professional with over 19 years of experience in the industry. Sarah is currently registered with Concourse Financial Group Securities, Inc. and has been with the firm since April 2008. Previously, Sarah worked at 3 Mark Equities, Inc. and ProEquities, Inc. Sarah holds several licenses and designations, including Series 63, 24, 28, 7, and SIE. Sarah specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/11/2008 - Present
Concourse Financial Group Securities, Inc. (Sugar Land TX)
TX
01/08/2001 - 02/19/2019
3 MARK EQUITIES, INC. (SUGAR LAND TX)
AL
08/28/2000 - 12/31/2002
PROEQUITIES, INC. (BIRMINGHAM AL)
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2000
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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