Unclaimed
Sarah Eisele is a registered representative with Deutsche Bank Securities Inc. Sarah has been in the securities industry since 2007 and is licensed in 53 states. Sarah holds Series 7, Series 63 and SIE licenses. Sarah was previously registered with Nomura Securities International, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sarah has a strong background in the financial services industry and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
10/04/2016 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
05/24/2016 - 09/15/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/01/2010 - 03/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/05/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/19/2007 - 01/05/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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