Unclaimed
Sarah Elizabeth Bauer is a financial advisor with Cetera Investment Services LLC in FAIRPORT, NY. Sarah has over 6 years of experience in the financial services industry. She is a licensed Series 6, 26, 51 and 63 registered representative with FINRA. Sarah is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2019 - Present
Cetera Investment Services LLC (FAIRPORT NY)
NY
10/30/2013 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (Fairport NY)
BC
Issued 12/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2015
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/04/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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