Unclaimed
Sarah Elene-louise Caballero is a registered representative with First Command Advisory Services. Sarah has been in the financial services industry since June 2017 and is licensed in Alabama and Texas. Sarah is also a registered investment advisor representative in both states. Sarah has passed the Uniform Combined State Law Examination (Series 66), Securities Industry Essentials Examination (SIE), and General Securities Representative Examination (Series 7). Sarah has been with First Command Advisory Services since February 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
06/17/2019 - Present
First Command Advisory Services (Enterprise AL)
BOTH
Issued 07/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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