Unclaimed
Sarah Dupree is a registered representative with Northwestern Mutual Investment Services, LLC, specializing in Investment Company Products/Variable Contracts. Sarah has been in the financial industry for 2 years and has an active Series 63, Series 6TO, and SIE license. Sarah is located in Clearwater, FL and can assist clients in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
03/18/2021 - Present
Northwestern Mutual Investment Services, LLC (Clearwater FL)
BC
Issued 04/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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