Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Laswell is a financial advisor with Robert W. Baird & Co. Inc., based in Louisville, Kentucky. Sarah has over 20 years of experience in the financial services industry. Sarah has a strong background in securities and investment management. Sarah holds the Series 7, Series 63 and SIE licenses. Sarah specializes in providing financial advice to individuals, families, and businesses. Sarah is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
08/31/2021 - Present
Robert W. Baird & Co. Inc. (LOUISVILLE KY)
KY
10/18/2019 - 10/26/2020
ROBERT W. BAIRD & CO. INCORPORATED (LOUISVILLE KY)
KY
10/22/2003 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
NY
09/09/2002 - 10/24/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
KY
04/02/1999 - 09/10/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NJ
10/20/1998 - 04/09/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MN
04/22/1998 - 09/23/1998
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
TX
03/21/1997 - 04/22/1998
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 04/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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