Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Dols is an investment advisor representative with Cambridge Investment Research Advisors, Inc.. Sarah has been in the securities industry for over 20 years. She has held previous positions with VOYA FINANCIAL ADVISORS, INC., BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC., PRINCIPAL FUNDS DISTRIBUTOR, INC., PRINCOR FINANCIAL SERVICES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and NORWEST INVESTMENT SERVICES, INC.. Sarah is registered with the state of Iowa. Sarah specializes in financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
05/01/2020 - Present
Cambridge Investment Research Advisors, Inc. (Des Moines IA)
IA
06/03/2015 - 05/11/2020
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
02/04/2009 - 12/15/2014
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (URBANDALE IA)
IA
01/19/2007 - 12/31/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
08/16/2001 - 12/31/2008
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MN
12/08/1999 - 06/29/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/08/1999 - 06/29/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
12/24/1998 - 11/22/1999
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 06/07/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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