Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Cowen is an investment advisor representative with Wells Fargo Clearing Services, LLC. Sarah has over 10 years of experience in the financial services industry and holds Series 7, 31, 63, and 66 licenses. Prior to joining Wells Fargo, Sarah worked at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC. Sarah is a highly experienced and qualified advisor who can provide a wide range of financial services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/19/2023 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
06/28/2019 - 06/23/2022
CITI PRIVATE ADVISORY, LLC (Chicago IL)
IL
06/28/2019 - 06/23/2022
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
10/03/2016 - 07/03/2019
WELLS FARGO CLEARING SERVICES, LLC (CHICAGO IL)
IL
08/19/2013 - 07/15/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BOTH
Issued 10/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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