Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Christine Johnson is a financial advisor with Capital Client Group, Inc. Sarah is a registered representative with FINRA and holds Series 24, 26, 7TO, 6 and SIE licenses. Sarah is based in Los Angeles, CA. Sarah has been active in the financial services industry since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/10/2017 - Present
Capital Client Group, Inc. (Los Angeles CA)
BC
Issued 04/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/02/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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