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Sarah Catherine King

Capitol Securities Management, Inc.

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About Sarah Catherine King

Sarah Catherine King is a financial professional with over 20 years of experience in the industry. Sarah is currently registered with Capitol Securities Management, Inc. in Tampa, Florida. Sarah holds the Series 63, 62, 7, and 11 licenses. She has prior experience with Gunnallen Financial, Inc. and First Southeastern Securities Group, Incorporated. Sarah specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services.

Firm Information

Sarah King is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sarah King’s Registration & Firm History

FL

05/05/2010 - Present

Capitol Securities Management, Inc. (TAMPA FL)

FL

06/19/2002 - 03/31/2010

GUNNALLEN FINANCIAL, INC (TAMPA FL)

FL

11/16/1999 - 06/10/2002

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)

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Licenses & Designations

BC

Issued 06/21/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/12/1996

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Catherine King.
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