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Sarah Catherine Herndon

Wells Fargo Advisors Financial Network, LLC

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About Sarah Catherine Herndon

Sarah Catherine Herndon is a registered representative at Wells Fargo Advisors Financial Network, LLC. Sarah is a licensed professional who is registered with the Financial Industry Regulatory Authority (FINRA) and has worked in the financial industry since November 2020. Sarah has a wide range of licenses, including Series 66, Series 7TO, and SIE. Sarah is committed to providing clients with personalized financial advice and services to help them reach their financial goals.

Firm Information

Sarah Herndon is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sarah Herndon’s Registration & Firm History

FL

01/06/2022 - Present

Wells Fargo Advisors Financial Network, LLC (ORLANDO FL)

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Licenses & Designations

BOTH

Issued 03/28/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Catherine Herndon.
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