Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Catherine Herde is a registered representative with Charles Schwab & CO., Inc. Sarah has been in the securities industry for over two years and holds Series 7TO, Series 63, and Series 65 licenses. Sarah is also registered as an Investment Advisor Representative (IAR) in California. Sarah's previous experience includes roles with Charles Schwab Bank, SSB and Jane The Bakery.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
08/20/2024 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
IA
Issued 08/19/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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