Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Catherine Hall is a financial advisor with Fidelity Brokerage Services LLC. Sarah has been in the industry since 2007. Sarah is licensed to conduct business in Kentucky, Massachusetts, Texas, and Utah. Sarah holds Series 7, 9, 10, 63 and 66 securities licenses. Sarah also holds the SIE exam designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
07/09/2007 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BOTH
Issued 06/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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