Unclaimed
Sarah Catherine Garvin is a registered representative with Bain Capital Distributors, LLC, a broker-dealer. Sarah is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Sarah holds the Series 7, Series 63, and SIE licenses. Sarah has been in the securities industry since January 30, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/31/2022 - Present
Bain Capital Distributors, LLC (Boston MA)
BC
Issued 02/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Sarah Garvin is the right advisor for you? Invested Better is here to help.