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Sarah Catherine Garvin

Bain Capital Distributors, LLC

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About Sarah Catherine Garvin

Sarah Catherine Garvin is a registered representative with Bain Capital Distributors, LLC, a broker-dealer. Sarah is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Sarah holds the Series 7, Series 63, and SIE licenses. Sarah has been in the securities industry since January 30, 2022.

Firm Information

Sarah Garvin is currently registered with Bain Capital Distributors, LLC. Bain Capital Distributors, LLC is a Limited Liability Company formed in February 2015 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Garvin’s Registration & Firm History

MA

01/31/2022 - Present

Bain Capital Distributors, LLC (Boston MA)

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Licenses & Designations

BC

Issued 02/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Catherine Garvin.
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