Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah C. Rock is a financial advisor at Truist Advisory Services, Inc. with over 28 years of experience in the industry. Sarah has been registered with the state of Virginia since 2022 and holds licenses in all 50 states. Sarah is also registered with FINRA as a Registered Representative. Sarah has a wide range of experience in financial planning, portfolio management, and other advisory services. Sarah is committed to providing her clients with personalized advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/28/2022 - Present
Truist Advisory Services, Inc. (ROANOKE VA)
VA
09/07/2013 - 07/06/2022
WELLS FARGO CLEARING SERVICES, LLC (ROANOKE VA)
NC
08/30/1995 - 11/03/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
06/01/1992 - 07/19/1995
FERGUSON, ANDREWS & ASSOCIATES, INC.
NA
07/17/1991 - 04/21/1992
DOMINION INVESTMENT BANKING, INC.
NY
11/01/1990 - 07/01/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/06/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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