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Sarah Byron

Pershing LLC

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About Sarah Byron

Sarah Byron is a financial professional with over 10 years of experience in the industry. Sarah is currently registered with Pershing LLC and holds the Series 7, Series 24, Series 52TO, and Series 66 licenses. Previously, Sarah was associated with Avantax Investment Services, Inc. and 1st Global Capital Corp. Sarah's experience and expertise are valuable resources for clients seeking financial guidance and support.

Firm Information

Sarah Byron is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Byron’s Registration & Firm History

NJ

07/05/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

10/25/2019 - 07/06/2022

AVANTAX INVESTMENT SERVICES, INC. (PARSIPPANY NJ)

NJ

03/26/2013 - 10/25/2019

1ST GLOBAL CAPITAL CORP. (PARSIPPANY NJ)

NJ

08/31/2010 - 03/31/2011

1ST GLOBAL CAPITAL CORP. (PARSIPPANY NJ)

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Licenses & Designations

BOTH

Issued 05/03/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/02/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sarah Byron.
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