Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Cloos is a Registered Representative and Investment Banking Representative at Guggenheim Securities, LLC, located in Houston, Texas. Sarah has been in the industry for 2 years. Sarah has passed the Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/10/2024 - Present
Guggenheim Securities, LLC (Houston TX)
BC
Issued 08/09/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/14/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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