Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Bess Lewis is a financial advisor with Wellington Funds Distributors Inc. in San Francisco, CA. Sarah has been working in the financial industry since 2011. Sarah has a Series 7, Series 63, Series 86, and Series 87 license. She is registered with the state of California. Sarah has previous experience with Nuveen Securities, LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/24/2017 - Present
Wellington Funds Distributors Inc. (SAN FRANCISCO CA)
IL
03/01/2016 - 06/23/2017
NUVEEN SECURITIES, LLC (CHICAGO IL)
CA
06/22/2009 - 03/12/2010
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
09/24/2004 - 04/14/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 05/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/07/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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