Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Barajas is a financial advisor with Fidelity Personal And Workplace Advisors. Sarah has been in the financial industry since 2004. Sarah is registered to provide investment advice in Arkansas, Texas, and Utah. She has experience with a variety of clients, including individuals, high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/22/2022 - Present
Fidelity Personal AND Workplace Advisors (AUSTIN TX)
TX
01/26/2022 - 06/27/2022
CHARLES SCHWAB & CO., INC. (Austin TX)
TX
04/02/2019 - 06/27/2022
TD AMERITRADE, INC. (AUSTIN TX)
TX
04/06/2018 - 03/18/2019
BBVA SECURITIES INC. (AUSTIN TX)
TX
02/09/2015 - 03/26/2018
CETERA INVESTMENT SERVICES LLC (ROUND ROCK TX)
TX
01/07/2014 - 01/27/2015
LPL FINANCIAL LLC (DRIPPING SPRINGS TX)
NJ
11/07/2011 - 06/29/2012
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
11/09/2010 - 09/15/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
TX
10/05/2009 - 11/18/2010
AMERIPRISE FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
11/04/2004 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (AUSTIN TX)
IL
09/15/2003 - 11/05/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
08/13/2002 - 09/08/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/13/2002 - 09/08/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 8/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/18/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 8/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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