Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Pollinger is a financial advisor at RBC Capital Markets, LLC, with over 22 years of experience in the industry. Sarah has a broad range of experience, having previously worked at Truist Investment Services, Inc., BB&T Securities, LLC, Wells Fargo Clearing Services, LLC, Raymond James Financial Services, Inc. and Ferris, Baker Watts Incorporated. Sarah holds the Series 7 and Series 66 licenses. Sarah's areas of expertise include providing financial planning, portfolio management, and retirement planning services to a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Sarah is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Texas as a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
12/15/2023 - Present
RBC Capital Markets, LLC (Vienna VA)
VA
02/17/2021 - 12/18/2023
TRUIST INVESTMENT SERVICES, INC. (RESTON VA)
VA
01/18/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
11/22/2004 - 01/26/2018
WELLS FARGO CLEARING SERVICES, LLC (MCLEAN VA)
FL
11/06/2002 - 10/26/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MD
04/27/2000 - 02/12/2002
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BOTH
Issued 02/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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