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Sarah Audrey Heuertz

AEL Financial Services, LLC

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About Sarah Audrey Heuertz

Sarah Audrey Heuertz is an investment advisor representative with AEL Financial Services, LLC. Sarah has been in the industry since July 9, 2013, and has been registered with AEL Financial Services, LLC since December 1, 2023. Sarah has experience with a variety of firms, including NORTH CAPITAL PRIVATE SECURITIES CORPORATION, SAMMONS FINANCIAL NETWORK, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, METLIFE SECURITIES INC., and NEW ENGLAND SECURITIES. Sarah holds the Series 6, 63, 6TO, and SIE licenses. Sarah is registered with the state of Iowa.

Firm Information

Sarah Heuertz is currently registered with AEL Financial Services, LLC. AEL Financial Services, LLC is a Limited Liability Company formed in July 2022. The firm is registered with the SEC and in 35 states across the US.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Heuertz’s Registration & Firm History

IA

12/01/2023 - Present

AEL Financial Services, LLC (WEST DES MOINES IA)

UT

07/21/2023 - 10/06/2023

NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)

IA

09/05/2017 - 07/14/2021

SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)

IA

07/17/2012 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)

IA

09/26/2013 - 07/16/2015

METLIFE SECURITIES INC. (WEST DES MOINES IA)

IA

10/24/2012 - 01/02/2015

NEW ENGLAND SECURITIES (WEST DES MOINES IA)

IA

01/25/2013 - 09/12/2013

METLIFE SECURITIES INC. (WEST DES MOINES IA)

IA

02/08/2011 - 05/10/2012

ING FINANCIAL ADVISERS, LLC (DES MOINES IA)

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Licenses & Designations

BC

Issued 09/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Audrey Heuertz.
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