Unclaimed
Sarah McClain is a financial professional with experience in the securities industry. Sarah is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states. Sarah has a comprehensive understanding of investment strategies and is committed to providing her clients with personalized financial guidance. Sarah holds the Series 7, Series 10, Series 9, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/25/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 11/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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