Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Anne Looney is a registered representative with Northwestern Mutual Investment Services, LLC. Sarah Anne is licensed to conduct business in Massachusetts. Sarah Anne has passed the Series 7TO, SIE and Series 63 exams. Sarah Anne has been in the industry since September 11, 2023 and is based in Rockland, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
09/12/2023 - Present
Northwestern Mutual Investment Services, LLC (Rockland MA)
BC
Issued 11/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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