Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Roberts is a financial professional with over 28 years of experience in the financial services industry. Sarah is currently registered with Osaic Institutions, Inc. and has previously held positions with First Brokerage America, L.L.C., SALOMON SMITH BARNEY INC., MERCANTILE INVESTMENT SERVICES, INC., CORELINK FINANCIAL, INC., and TRI-MERICA SECURITIES CORPORATION. Sarah holds the Series 6, 7, 24, 63, SIE and 99TO licenses. Sarah specializes in a variety of investment services including financial planning, educational seminars, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
01/18/2017 - Present
Osaic Institutions, Inc. (Creve Coeur MO)
MO
07/06/2001 - 04/10/2017
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
NY
09/16/1998 - 07/02/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
07/01/1997 - 06/25/1998
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MN
09/01/1995 - 07/01/1997
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
IL
05/17/1994 - 09/13/1995
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
BC
Issued 04/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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