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Sarah Ann Khan

Ally Invest Advisors

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About Sarah Ann Khan

Sarah Ann Khan is a financial advisor at Ally Invest Advisors. Sarah has been in the financial services industry since February 2021. Sarah is licensed to provide financial advice in North Carolina. Sarah holds the Series 66, Series 4, Series 27, Series 24, Series 7TO, and SIE licenses. Sarah is also a Registered Investment Advisor. Sarah has a variety of experience in financial services and can help with a variety of needs. Sarah is a Senior Director-Business Line Regulatory Controls for Ally Invest Advisors, supporting both Ally Invest Securities and Ally Invest Advisors.

Firm Information

Sarah Khan is currently registered with Ally Invest Advisors. Ally Invest Advisors, based in Charlotte, NC, is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals and high-net-worth individuals. Ally Invest Advisors manages over $1.1 billion in assets for over 70,000 clients.
Ally Invest Advisors

601 S. TRYON STREET

CHARLOTTE, NC 28202

$1.13B

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sarah Khan’s Registration & Firm History

NC

10/26/2021 - Present

Ally Invest Advisors (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 04/03/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/19/2022

Series 4 - Registered Options Principal Examination

BC

Issued 05/10/2021

Series 24 - General Securities Principal Examination

BC

Issued 02/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/28/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Ann Khan.
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