Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Ann Henry is a registered representative with Mufg Securities Americas Inc. Sarah has been in the securities industry since 2018 and is licensed to conduct business in all 50 states. Sarah holds Series 7, Series 63, SIE, and Series 57TO licenses. Sarah has a proven track record of success in the financial services industry and is committed to providing her clients with the highest level of service and expertise. Prior to joining Mufg Securities Americas Inc., Sarah worked as a registered representative at RBC Capital Markets, LLC. Sarah is a dedicated professional with a passion for helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/11/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
09/10/2018 - 09/20/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 09/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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