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Sarah Ann Foehrenbacher

Northwestern Mutual Investment Services, LLC

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About Sarah Ann Foehrenbacher

Sarah Ann Foehrenbacher is a financial advisor who has been working in the industry since 2011. Sarah is currently registered with Northwestern Mutual Investment Services, LLC and holds Series 6, 7TO, 63, and SIE licenses. Sarah is registered as an investment advisor representative (IAR) in Minnesota and is active in 42 other states. Sarah has experience working with banking or thrift institutions, and has received commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. Sarah is also a 20% owner of SPAABACHER INC. (WMC COMP and EA EMPLOYMENT), a legal entity that receives WMC compensation from personal production.

Firm Information

Sarah Foehrenbacher is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sarah Foehrenbacher’s Registration & Firm History

MN

02/03/2014 - Present

Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)

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Licenses & Designations

BC

Issued 11/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Ann Foehrenbacher.
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