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Sarah Ann Foehrenbacher

Northwestern Mutual Investment Services, LLC

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About Sarah Ann Foehrenbacher

Sarah Ann Foehrenbacher is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the financial services industry for over 11 years. Sarah has an active license in Minnesota and is registered in 42 states and the District of Columbia. She has passed Series 6, 7, 63 and SIE exams. Sarah is a 20% owner of Spaabacher Inc. and may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Sarah Foehrenbacher is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1191 NORTHLAND DR

MENDOTA HTS, MN 55120

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sarah Foehrenbacher’s Registration & Firm History

MN

02/03/2014 - Present

Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)

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Licenses & Designations

BC

Issued 11/7/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/17/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Ann Foehrenbacher.
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